RB CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2003
Total AUM
$931M
Discretionary
$931M
100% of AUM
Avg account
$607K
Accounts
1,534
Employees
16
Advisory reps
14

Firm details

Headquarters
RENO, Nevada
CRD number
125678
Registered since
May 9, 2003
Website
www.rbcapitalmanagement.com
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI65.94%
  • Individuals28.54%
  • Pension & Profit Sharing Plans5.32%
  • Corporations / Businesses0.13%
  • State / Municipal Government0.07%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

RB Capital Management, LLC is an independent registered investment adviser formed in 2003 and owned by an individual. The firm serves both individual/family and institutional clients, offering fee arrangements that include a percentage of assets under management, hourly charges and fixed fees. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. RB Capital does not characterize itself as an active ESG investor and is not identified as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 8%, State & Local Bonds 7%, US Government Bonds 4%, Investment Grade Corp Bonds 2%59%
  • Exchange Traded Equities59%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents8%
  • State & Local Bonds7%
  • US Government Bonds4%

Owners & executives

2 of 2

  • ROBERT BALLAN

    CEO & Chief Investment OfficerCRD 1536058

  • SHAWN YOUNG

    Chief Operations OfficerCRD 4793253

Contacts

3 of 12

  • JOHN MULLEN

    Investment AdvisoryCRD 6180845

  • JOHN MARTY

    Vice President, Investment AdvisorCRD 2822873

  • Willington Fong

    OperationsCRD 4034105

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$51.5M in ETFs

Passive

57%

$29.2M

Active

41%

$22.2M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$12.2M18,81623.78%
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Location

Primary office

RENO, NV

WASHOE

Location

RENO, NV

Headquartered in RENO, NV, anchoring the Reno-Carson City-Fernley, NV metro in the West.

Metro area
Reno-Carson City-Fernley, NV
Region
West
County
WASHOE
Address
5365 Reno Corporate Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth