OPEN WINDOW FINANCIAL SOLUTIONS, LTD.

Overview

Open Window Financial Solutions, Ltd. is an independent registered investment adviser that began operating in 2018 and is owned by an individual principal. The firm serves both high-net-worth individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its advisory fees are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Investment posture is tilted toward pooled public vehicles and multi-manager allocations rather than concentrated single-stock positions. The firm identifies as an active ESG investor, which influences fund selection and manager due diligence. Practice-wise, Open Window Financial Solutions leans on third-party mutual funds and model portfolios for core exposures, while retaining the capacity to add separate account strategies and targeted allocations where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices