RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIASEC RegisteredEst. 2008

Total AUM

$390B

Discretionary

$172B

44% of AUM

Avg account

$352K

Accounts

1,107,860

Employees

9,675

Advisory reps

6,643

Firm details

Headquarters: ST PETERSBURG, Florida
CRD number: 149018
Registered since: December 23, 2008
Website: www.raymondjames.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI59.18%
Individuals29.57%
Pension & Profit Sharing Plans6.91%
Corporations / Businesses3.96%
Insurance Companies0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James Financial Services Advisors, Inc. is an SEC-registered independent registered investment advisor operating as a corporate entity. The firm serves both individual and institutional clients and functions as a capital allocator, blending advisory services with broker-dealer and trust activity through affiliated channels. Its service menu includes comprehensive financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars and workshops. Fee arrangements are mixed: percentage-of-AUM billing sits alongside hourly and fixed fees, commission-based business, and other fee structures. The firm is affiliated with a broad set of industry roles — broker-dealer, registered municipal advisor, trust company, insurance and banking institutions, and it acts as a sponsor for limited partnerships (excluding pooled vehicles). The firm is not identified as an active ESG investor in the data provided.