Raymond James Financial Services Advisors, Inc

RIASEC Registered

Total AUM

$390B

Discretionary

$172B

44% of AUM

Avg account

$352K

Accounts

1,107,860

Employees

9,675

Advisory reps

6,726

Firm details

Headquarters: St Petersburg, Florida
CRD number: 149018
Registered since: December 23, 2008
Website: www.raymondjames.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI59.18%
Individuals29.57%
Pension & Profit Sharing Plans6.91%
Corporations / Businesses3.96%
Insurance Companies0.18%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James Financial Services Advisors, Inc. is a non-independent retail registered investment adviser that operates within the Raymond James ecosystem. The firm is SEC registered (initial registration recorded in 2008) and serves both individual and family clients as well as institutional accounts. Its advisory services include financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers, and educational seminars. The organization functions as a capital allocator and maintains multiple industry affiliations, including broker-dealer, trust company, insurance company and banking relationships, and sponsor roles for certain pooled vehicles. Fee arrangements are mixed — percentage of AUM, hourly and fixed fees, commissions and other structures are used depending on client engagement. The firm is not identified as an active ESG investor.