Yale Capital Corp.
Firm details
- Headquarters
- St Petersburg, Florida
- CRD number
- 126992
- Registered since
- April 8, 2005
- Website
- www.yalecapitalcorp.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Yale Capital Corp. is an independent, SEC-registered investment advisory corporation that has provided institutional-style portfolio management and financial planning since its 2005 registration. The firm serves individual and family clients on a fee basis (percentage of AUM), offering financial planning and portfolio management for individuals, small businesses, and businesses or institutions. It is not positioned as a capital allocator; instead it manages client portfolios directly. The firm is not an active ESG investor and is not designated as a multi-state or pension consultant adviser. Yale Capital Corp. was recognized by CNBC as an Elite Advisor in 2026.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- State & Local Bonds12%
- Cash & Cash Equivalents5%
- US Government Bonds3%
- Investment Grade Corp Bonds3%
Contacts
3 of 5
Kelly Collins
Investment Advisor RepresentativeCRD 6250476
Weston Newman
Vice PresidentCRD 6266105
Andrew Hollister
PrincipalCRD 5510125
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 187Active vs passive
$584M in ETFs
97%
$566M
2%
$18.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $43.5M | 59,124 | 7.45% |
Location
St Petersburg, FL
Pinellas
Location
St Petersburg, FL
Headquartered in St Petersburg, FL, in the South of the United States.
- Region
- South
- County
- Pinellas
- Address
- 6475 1st Ave S
- Time zone
- ET (UTC-5)
- Office locations
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