Rainier Investment Management LLC

RIASEC RegisteredEst. 1989
Total AUM
$581M
Discretionary
$581M
100% of AUM
Avg account
$145M
Accounts
4
Employees
3
Advisory reps
3

Firm details

Headquarters
Seattle, Washington
CRD number
105556
Registered since
December 7, 1989
Custodians
BANKING/CUSTODY
Fee structure
Percentage of AUM
Client types
  • Investment Companies61.19%
  • Pooled Investment Vehicles33.79%
  • Corporations / Businesses5.01%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rainier Investment Management LLC is an SEC-registered investment adviser organized as an LLC and operating since 1989. The firm serves institutional clients and charges fees as a percentage of assets under management. Its advisory work centers on portfolio management for investment companies, pooled investment vehicles and for businesses or other institutions. Rainier describes itself as an active ESG investor and is not structured as a capital allocator. The firm also maintains a range of industry affiliations that include broker‑dealer relationships, trust company and real estate broker activity, and roles as sponsor or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 5%, Other 2%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents5%
  • Other2%

Owners & executives

1 of 1
  • Paul Battaglia

    Paul Battaglia

    Chief Financial OfficerCRD 6007994

Contacts

2 of 2
  • Samantha Larew

    Samantha Larew

    Co-Director of ComplianceCRD 4928353

  • Scott Morabito

    Scott Morabito

    Managing Director, Client ServicesCRD 6838712

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Seattle, WA

King

Location

Seattle, WA

Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
600 University St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth