RAI WEALTH MANAGEMENT

RIASEC RegisteredEst. 2025

Total AUM

$160M

Discretionary

$160M

100% of AUM

Avg account

$284K

Accounts

562

Employees

Advisory reps

Firm details

Headquarters: PLACENTIA, California
CRD number: 277137
Registered since: February 13, 2025
Website: www.raiwm.com
Custodians: CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.8%
Individuals46.89%
Charitable Organizations2.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

RAI Wealth Management is an independent registered investment adviser organized as a corporation and owner-operated. The firm positions itself as a capital allocator for individual and family clients, providing a mix of financial planning, discretionary portfolio management for individuals and small businesses, pension consulting and manager selection services. Its fee model combines a percentage of assets under management with hourly and fixed-fee engagements, which supports both ongoing investment management relationships and project-based planning work. RAI reports it is not an active ESG investor and does not operate as a multi-state adviser.