Raffa Investment Advisers

RIASEC RegisteredEst. 2007

Total AUM

$1.7B

Discretionary

$1.5B

89% of AUM

Avg account

$2.4M

Accounts

708

Employees

9

Advisory reps

7

Firm details

Headquarters: ,
CRD number: 136971
Registered since: March 30, 2007
Website: raffaadvisers.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Charitable Organizations66.56%
HNWI18.42%
Pension & Profit Sharing Plans13.91%
Individuals0.64%
Corporations / Businesses0.47%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Raffa Investment Advisers is an SEC-registered limited liability company that has operated since 2007. The firm functions as a capital allocator to both individual/family and institutional clients, charging percentage-of-AUM and fixed fees. Its advisory services include portfolio management for individuals, small businesses and institutions, pension consulting, and the selection and oversight of other advisers. The firm is affiliated with an insurance company and does not identify as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds51%
Exchange Traded Equities41%
US Government Bonds4%
Cash & Cash Equivalents2%
State & Local Bonds1%

Owners & executives

1 of 1

Mark Murphy
Chief Investment OfficerCRD 5815088

Contacts

3 of 6

Matthew O'lone
Operations AssociateCRD 7641024
Juliana Salamone
Senior Portfolio ManagerCRD 7492697
Dennis Gogarty
President, Principal, Co-FounderCRD 4592955

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 200

Active vs passive

$786M in ETFs

Passive

77%

$605M

Active

22%

$181M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)	Vanguard	Passive	Large Blend	$89.3M	241,262	11.36%

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Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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