Raffa Investment Advisers
Firm details
- Headquarters
- ,
- CRD number
- 136971
- Registered since
- March 30, 2007
- Website
- raffaadvisers.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Charitable Organizations66.56%
- HNWI18.42%
- Pension & Profit Sharing Plans13.91%
- Individuals0.64%
- Corporations / Businesses0.47%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Raffa Investment Advisers is a privately owned LLC that has been SEC-registered since 2007. The firm serves both high-net-worth individuals and family clients as well as institutional and business accounts. Its advisory services emphasize portfolio management across individual, small-business and institutional relationships, pension consulting, and the selection of outside advisers. Compensation is primarily a percentage of assets under management with some fixed-fee arrangements. The firm identifies as a capital allocator and reports an affiliation with an insurance company; it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities41%
- US Government Bonds4%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1
Mark Murphy
Chief Investment OfficerCRD 5815088
Contacts
3 of 6
Joseph Guest
Senior Portfolio ManagerCRD 6294593
Ryan Frydenlund
Director of OperationsCRD 6868500
Dennis Gogarty
President, Principal, Co-FounderCRD 4592955
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 200Active vs passive
$786M in ETFs
77%
$605M
22%
$181M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $89.3M | 241,262 | 11.36% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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