PRUDENT INVESTORS
Firm details
- Headquarters
- LAKE FOREST, California
- CRD number
- 127284
- Registered since
- April 7, 2014
- Website
- www.prudentinvestors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI66.48%
- Individuals33.52%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Prudent Investors is an independent, SEC‑registered registered investment adviser that began federal registration in 2014 and is owner‑controlled by an individual. The firm serves individual and family clients and focuses on financial planning and discretionary portfolio management for individuals and small businesses. Its advisory services also include educational seminars, periodic publications or newsletters, and fee arrangements that combine a percentage of assets under management with hourly charges. Prudent Investors does not self-identify as an active ESG investor, is not a multi‑state adviser, and does not act as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents3%
- Other2%
- State & Local Bonds1%
Owners & executives
1 of 1Jeremy Lau
Chief Executive OfficerCRD 6812603
Contacts
2 of 2JARED ONG
PrincipalCRD 5022033
ANNA YEN
Senior AdvisorCRD 4710526
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 60Active vs passive
$596M in ETFs
87%
$520M
13%
$75.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ACTIVE BOND EXCHANGE-TRADED FUND (BOND) | PIMCO | Active | Intermediate Core Plus Bond | $56.1M | 608,209 | 9.42% |
Location
LAKE FOREST, CA
ORANGE
Location
LAKE FOREST, CA
Headquartered in LAKE FOREST, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 22932 El Toro Rd
- Time zone
- PT (UTC-8)
- Office locations
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