Prism Advisors, Inc.
Firm details
- Headquarters
- Studio City, California
- CRD number
- 286474
- Registered since
- March 31, 2017
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI92.33%
- Individuals7.67%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Prism Advisors, Inc. is an independent, SEC-registered registered investment adviser that began operating in 2017 and is privately owned by an individual. The firm focuses on serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. Prism does not position itself as a capital allocator, and it does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities10%
- US Government Bonds9%
- Cash & Cash Equivalents9%
- State & Local Bonds5%
Owners & executives
1 of 1Stacey Snow
Chief Compliance OfficerCRD 4914756
Contacts
3 of 5Ryan Humbert
Relationship ManagerCRD 6294405
Mcginnis Mccoy
PresidentCRD 1708167
Diane Vanaman
Operations ManagerCRD 1965744
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 75Active vs passive
$481M in ETFs
50%
$241M
26%
$240M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAMBRIA US EW ETF (USEW) | Cambria | $42.3M | 757,627 | 8.79% |
Location
Studio City, CA
Los Angeles
Location
Studio City, CA
Headquartered in Studio City, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 4361 Tujunga Ave
- Time zone
- PT (UTC-8)
- Office locations
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