PROVIDER FINANCIAL, INC.

Overview

Provider Financial, Inc. is an independent registered investment adviser that operates as a hybrid business — it is both a registered representative of a broker-dealer and an insurance broker while providing fee-based advisory services. The firm, SEC-registered since 2018 and owned by an individual, focuses on individual and family clients and small-business relationships. Advisory services emphasize financial planning and portfolio management, with fees charged as a percentage of assets under management and via hourly billing. Investment activity centers on public funds and mutual funds as the core sleeve of client portfolios, with the firm using third-party managers for non-core exposures. Provider Financial, Inc. is not positioned as a capital allocator; instead it relies on external managers and packaged products to deliver diversification and specialized strategies. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices