Providence Capital

RIASEC Registered

Total AUM

$41M

Discretionary

$41M

100% of AUM

Avg account

$223K

Accounts

184

Employees

Advisory reps

Firm details

Headquarters: Rogers, Arkansas
CRD number: 328732
Website: www.providencefp.com
Custodians: CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals37.41%
HNWI36.33%
Pension & Profit Sharing Plans14.35%
Corporations / Businesses11.9%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Providence Capital is an independent registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individuals and families and offers a mix of advisory and insurance services: financial planning, portfolio management for individuals and small businesses, pension consulting, and insurance brokerage. Its fee model is a combination of asset-based fees, hourly charges, and fixed fees. Providence Capital does not market itself as an active ESG investor and is not classified as a capital allocator.