Mach-1 Financial Group, LLC

RIASEC RegisteredEst. 2020

Total AUM

$546M

Discretionary

$546M

100% of AUM

Avg account

$168K

Accounts

3,255

Employees

20

Advisory reps

11

Firm details

Headquarters: Rogers, Arkansas
CRD number: 298195
Registered since: February 14, 2020
Website: www.mach-1financial.com
Custodians: CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals55.06%
HNWI44.21%
Pension & Profit Sharing Plans0.39%
Corporations / Businesses0.34%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mach-1 Financial Group, LLC is an independent RIA organized as an LLC and registered with the SEC in 2020. The firm serves individual and family clients and provides financial planning and portfolio management services for individuals, small businesses, and other business or institutional clients. Its fee arrangements include percentage-of-AUM billing and fixed fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator to outside managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds49%
Exchange Traded Equities45%
Cash & Cash Equivalents5%
State & Local Bonds1%
Derivatives1%

Owners & executives

3 of 3

Matthew Walters
Partner, COOCRD 6706736
David Lee
Founder & CEOCRD 5375384
James Mackey
President, COOCRD 2634808

Contacts

3 of 8

John Martfeld
Financial AdvisorCRD 4485172
James Leas
Director of ComplianceCRD 4608922
Elijah Freeman
Financial AdvisorCRD 7441334

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 62

Active vs passive

$311M in ETFs

Passive

49%

$152M

Active

45%

$159M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
JPMORGAN CORE PLUS BOND ETF (JCPB)	JP Morgan	Active	Intermediate Core Plus Bond	$28.8M	613,574	9.26%

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Primary office

Rogers, AR

Benton

Location

Rogers, AR

Headquartered in Rogers, AR, in the South of the United States.

Region: South
County: Benton
Address: 1001 S 52nd St
Time zone: CT (UTC-6)
Office locations

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