Mach-1 Financial Group, LLC

RIASEC RegisteredEst. 2020
Total AUM
$546M
Discretionary
$546M
100% of AUM
Avg account
$168K
Accounts
3,255
Employees
20
Advisory reps
11

Firm details

Headquarters
Rogers, Arkansas
CRD number
298195
Registered since
February 14, 2020
Website
www.mach-1financial.com
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals55.06%
  • HNWI44.21%
  • Pension & Profit Sharing Plans0.39%
  • Corporations / Businesses0.34%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mach-1 Financial Group, LLC is an independent RIA organized as an LLC and registered with the SEC in 2020. The firm serves individual and family clients and provides financial planning and portfolio management services for individuals, small businesses, and other business or institutional clients. Its fee arrangements include percentage-of-AUM billing and fixed fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator to outside managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 45%, Cash & Cash Equivalents 5%, State & Local Bonds 1%, Derivatives 1%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities45%
  • Cash & Cash Equivalents5%
  • State & Local Bonds1%
  • Derivatives1%

Owners & executives

3 of 3
  • Matthew Walters

    Matthew Walters

    Partner, COOCRD 6706736

  • David Lee

    David Lee

    Founder & CEOCRD 5375384

  • James Mackey

    James Mackey

    President, COOCRD 2634808

Contacts

3 of 8
  • Isaac Johnson

    Isaac Johnson

    Financial AdvisorCRD 7007786

  • Graham Funderburk

    Graham Funderburk

    Financial AdvisorCRD 7767994

  • William Martens

    William Martens

    Director of Tax PlanningCRD 8287467

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$311M in ETFs

Passive

49%

$152M

Active

45%

$159M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN CORE PLUS BOND ETF (JCPB)JP MorganActiveIntermediate Core Plus Bond$28.8M613,5749.26%
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Location

Primary office

Rogers, AR

Benton

Location

Rogers, AR

Headquartered in Rogers, AR, in the South of the United States.

Region
South
County
Benton
Address
1001 S 52nd St
Time zone
CT (UTC-6)
Office locations

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