Prosperity Wealth Management

RIASEC RegisteredEst. 2019
Total AUM
$57.2M
Discretionary
$57.2M
100% of AUM
Avg account
$665K
Accounts
86
Employees
1
Advisory reps
2

Firm details

Headquarters
,
CRD number
305940
Registered since
November 14, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals82.17%
  • HNWI17.83%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Prosperity Wealth Management operates as an independent registered investment advisor (RIA) and was established in 2019. The firm is structured as a limited liability company and focuses primarily on serving individual and family clients. Its business activities encompass financial planning, portfolio management for individuals and small businesses, as well as conducting educational seminars and workshops. Prosperity Wealth Management does not engage in capital allocation or ESG investing, and it is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Non-Exchange Traded Equities 5%, Investment Grade Corp Bonds 5%, State & Local Bonds 3%, US Government Bonds 2%80%
  • Exchange Traded Equities80%
  • Non-Exchange Traded Equities5%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds3%
  • US Government Bonds2%

Contacts

2 of 2
  • Natalie Booker

    MemberCRD 5917517

  • Brian Booker

    Managing MemberCRD 4649011

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth