Prosper Financial
Firm details
- Headquarters
- ,
- CRD number
- 155100
- Custodians
- CHARLES SCHWAB & CO., INC., MY529
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.95%
- Individuals4.72%
- Charitable Organizations0.33%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Prosper Financial is an independent registered advisory firm organized as an LLC and owned by an individual. The firm serves a mix of individual and family clients as well as institutional clients, providing financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, hourly charges and fixed-fee engagements. Prosper Financial does not present itself as a capital allocator, is not an active ESG investor and does not operate as a multi-state advisor. An industry affiliation with a law firm is noted.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds60%
- Exchange Traded Equities39%
- Cash & Cash Equivalents1%
Contacts
1 of 1
Richard Pearce
DirectorCRD 3225379
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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