GROOM FINANCIAL ADVISORY

Overview

Groom Financial Advisory is an independent, sole-proprietorship RIA that serves individual and family clients. The firm positions itself as a capital allocator, combining financial planning and portfolio management for individuals and small businesses with the selection and oversight of other advisers. Its advisory model charges clients on a percentage-of-AUM basis and also uses hourly fees for planning or consulting work. Investment activity is concentrated on public equities delivered predominantly through exchange-traded vehicles, but the firm supplements core holdings with mutual funds, annuities, and targeted alternative allocations. Groom Financial Advisory is not an active ESG investor and is structured to operate within a single state jurisdiction.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices