Prospect Hill Management, LLC

RIASEC RegisteredEst. 2021
Total AUM
$257M
Discretionary
$257M
100% of AUM
Avg account
$6.6M
Accounts
39
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
134080
Registered since
May 3, 2021
Custodians
CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC, INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI81.64%
  • Pooled Investment Vehicles18.29%
  • Individuals0.07%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Prospect Hill Management, LLC is an SEC-registered independent RIA organized as an LLC and active since 2021. Ownership is individual, and the firm serves both individuals and families as well as institutional clients. Its advisory work centers on portfolio management for individuals and small businesses and for pooled investment vehicles. Fee arrangements combine a percentage-of-AUM model with the option for fixed fees. The firm is not positioned as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • John Mccolgan

    President, Chief Executive OfficerCRD 4908001

  • James Mccolgan

    President and CEOCRD 4908004

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth