Principal Asset Management (Asia)

RIASEC RegisteredEst. 2022
Total AUM
$14.4B
Discretionary
$13.6B
94% of AUM
Avg account
$411M
Accounts
35
Employees
39
Advisory reps
11

Firm details

Headquarters
Wanchai,
CRD number
322390
Registered since
July 22, 2022
Custodians
CITI PRIVATE BANK
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.92%
  • Banking / Thrift Institutions13.83%
  • Pension & Profit Sharing Plans2.67%
  • Sovereign Wealth Funds1.69%
  • Investment Companies1.54%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Principal Asset Management (Asia) operates as a capital allocator focused on institutional clients, combining portfolio management for pooled vehicles and institutions with selection of third‑party advisers. The firm is a registered adviser since 2022 and describes itself as a foreign-entity/individual ownership structure. Its advisory mandate includes active ESG investing, and its fee arrangements span percentage of AUM, fixed fees and performance-based fees, which aligns with manager-of-managers style allocation plus some direct portfolio responsibilities. Investment activity centers on exchange‑traded equities as a primary public market exposure, while the firm also sponsors and participates in pooled investment vehicles and acts in roles across the financial ecosystem (broker‑dealer relationships, trust and banking affiliations, and sponsorship or GP roles for pooled vehicles). That mix supports both internally managed strategies and extensive use of external alternative managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 38%, Private Funds 25%, Cash & Cash Equivalents 19%, Investment Grade Corp Bonds 10%, Non-Investment Grade Corp Bonds 8%38%
  • Exchange Traded Equities38%
  • Private Funds25%
  • Cash & Cash Equivalents19%
  • Investment Grade Corp Bonds10%
  • Non-Investment Grade Corp Bonds8%

Owners & executives

3 of 3
  • Justin Lange

    Justin Lange

    Chief Compliance OfficerCRD 7638768

  • Kamal Bhatia

    Kamal Bhatia

    President and CEOCRD 4933060

  • Barbara Wenig

    Barbara Wenig

    Chief Business OfficerCRD 5412981

Contacts

3 of 8
  • Raj Singh

    Portfolio ManagerCRD 7981502

  • Alan Wang

    Portfolio ManagerCRD 8062897

  • Yo-Hann Tan

    Non-Executive DirectorCRD 8062914

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wanchai, null

Location

Wanchai, null

Headquartered in Wanchai, null.

Address
29f Sun Hung Kai Ctr
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth