PRATO CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2017

Total AUM

$225M

Discretionary

$225M

100% of AUM

Avg account

$318K

Accounts

706

Employees

Advisory reps

Firm details

Headquarters: WHITE PLAINS, New York
CRD number: 289917
Registered since: October 12, 2017
Website: linktr.ee
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals40.52%
HNWI28.87%
Pension & Profit Sharing Plans18.38%
Other10.81%
Corporations / Businesses1.25%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Prato Capital Management is an independent registered investment adviser organized as a corporation and operating as a capital allocator for individuals, families and institutional clients. Founded and SEC-registered in 2017, the firm offers fee arrangements that include a percentage of assets under management, hourly engagement fees and fixed-fee arrangements. Its advisory services cover comprehensive financial planning, discretionary portfolio management for individuals and small businesses, pension consulting and the selection of outside advisers when specialist capabilities are required. The firm shows a clear preference for publicly traded equity exposure as the core of its portfolios, and it is not positioned as an ESG-focused manager. As a capital allocator, Prato sources and places client capital with third-party managers when appropriate, using external specialists to access strategies beyond its in-house capabilities. Custody and execution are centralized through a single custodian relationship.