Prism Planning and Solutions Group

Overview

Prism Planning And Solutions Group is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on serving individual and family clients, along with small business portfolios, through financial planning and portfolio management. Its fee arrangements include both a percentage-of-AUM model and fixed fees for services. Prism is registered with the SEC (registration year listed as 2026) and does not identify as an ESG-focused manager, pension consultant, or multi-state adviser. The firm's operational stance is weighted toward advisory relationships that preserve client control: a substantial portion of assets is managed on a non-discretionary basis, consistent with a planning-centric practice that emphasizes individualized guidance rather than broad institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives