Prairie Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Oakbrook Terrace, Illinois
CRD number
158309
Registered since
July 19, 2012

Firm profile

FINTRX

Overview

Prairie Capital Markets, LLC is organized as a limited liability company and is recorded as SEC-registered since 2012. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The ownership structure is listed as a combination of a domestic entity and an individual. The firm’s snapshot flags several governance and service attributes: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not characterized as a multi-state or newly formed adviser. The profile also does not indicate roles such as pension consulting or a related-adviser relationship. The FINTRX entry does not enumerate specific advisory or retail client-facing activities, which is consistent with the investment-bank classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Rocky Fiore

    Rocky Fiore

    Managing Director and Chief Operating OfficerCRD 2588089

  • David Diehl

    David Diehl

    Chief Executive OfficerCRD 5957699

Contacts

3 of 17
  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • Terrel Bressler

    Terrel Bressler

    Managing DirectorCRD 2447793

  • Richard Shuma

    Richard Shuma

    Managing DirectorCRD 4222015

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

Oakbrook Terrace, IL

Du Page

Location

Oakbrook Terrace, IL

Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
1 Lincoln Ctr 18w140 Butterfie Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth