Prairie Capital Markets, LLC
Firm details
- Headquarters
- Oakbrook Terrace, Illinois
- CRD number
- 158309
- Registered since
- July 19, 2012
- Website
- www.prairiecap.com
Firm profile
FINTRXOverview
Prairie Capital Markets, LLC is organized as a limited liability company and is recorded as SEC-registered since 2012. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The ownership structure is listed as a combination of a domestic entity and an individual. The firm’s snapshot flags several governance and service attributes: it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not characterized as a multi-state or newly formed adviser. The profile also does not indicate roles such as pension consulting or a related-adviser relationship. The FINTRX entry does not enumerate specific advisory or retail client-facing activities, which is consistent with the investment-bank classification.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Rocky Fiore
Managing Director and Chief Operating OfficerCRD 2588089

David Diehl
Chief Executive OfficerCRD 5957699
Contacts
3 of 17Daniel Beaton
FinOpCRD 4240769

Terrel Bressler
Managing DirectorCRD 2447793

Richard Shuma
Managing DirectorCRD 4222015
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Oakbrook Terrace, IL
Du Page
Location
Oakbrook Terrace, IL
Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1 Lincoln Ctr 18w140 Butterfie Rd
- Time zone
- CT (UTC-6)
- Office locations
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