Prairie Capital Markets, LLC
Firm details
- Headquarters
- Oakbrook Terrace, Illinois
- CRD number
- 158309
- Registered since
- July 19, 2012
- Website
- www.prairiecap.com
Firm profile
FINTRXOverview
Prairie Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank. The firm shows an SEC registration date of 2012 and lists ownership by a combination of a domestic entity and an individual. Publicly reported attributes indicate it does not function as a capital allocator and it does not identify as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The available disclosures do not include fee arrangements, a client roster, or detailed business and advisory activities. Given its classification as an investment bank and the absence of AUM or client-account data, the firm appears to concentrate on transactional or capital-markets services rather than serving as a traditional asset manager or wealth manager. The lack of a reported advisory footprint and the negative flags on capital allocation and multi-state advisory status are signals to expect limited fiduciary/advisory engagement and to verify regulatory filings or firm materials for specifics about services and client types before initiating outreach.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Rocky Fiore
Managing Director and Chief Operating OfficerCRD 2588089

David Diehl
Chief Executive OfficerCRD 5957699
Contacts
3 of 17Daniel Beaton
FinOpCRD 4240769

Terrel Bressler
Managing DirectorCRD 2447793

Richard Shuma
Managing DirectorCRD 4222015
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Oakbrook Terrace, IL
Du Page
Location
Oakbrook Terrace, IL
Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1 Lincoln Ctr 18w140 Butterfie Rd
- Time zone
- CT (UTC-6)
- Office locations
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