GEMINI CAPITAL L.L.C.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
HIGHLAND PARK, Illinois
CRD number
45178
Registered since
November 9, 1998

Firm profile

FINTRX

Overview

Gemini Capital L.L.C. is an SEC-registered investment adviser organized as a limited liability company and first registered in 1998. The firm is listed as individually owned and is categorized as "Unclassified" in the available dataset. The record flags the adviser as not acting as a capital allocator, not active on ESG, not a multi-state adviser, and not a pension consultant. The source material does not provide descriptions of the firm’s client segments, fee schedules, or the specific advisory and business activities it conducts. There are no affiliations, related-adviser relationships, or industry awards reported in the data provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • STEVEN TUMEN

    Managing MemberCRD 1235328

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HIGHLAND PARK, IL

LAKE

Location

HIGHLAND PARK, IL

Headquartered in HIGHLAND PARK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
2057A Green Bay Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth