PPM Loan Management Company 2, LLC

RIASEC RegisteredEst. 2018
Total AUM
$2.7B
Discretionary
$2.7B
100% of AUM
Avg account
$340M
Accounts
8
Employees
12
Advisory reps
6

Firm details

Headquarters
Chicago, Illinois
CRD number
297186
Registered since
July 3, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

PPM Loan Management Company 2, LLC is a limited liability company that registered with the SEC in 2018 and structures its investment activity around securitized asset vehicles. The firm serves an institutional client base and provides portfolio management for pooled investment vehicles rather than individual retail advisory services. Its compensation combines asset-based fees with performance-based components. PPM Loan Management Company 2, LLC is not an active ESG investor and is not a multi-state adviser. The firm participates in the investment ecosystem in multiple capacities beyond advisory — including roles tied to broker-dealer activity, commodity pool/CTA functions, insurance-company affiliations, and acting as sponsor, general partner or managing member of pooled investment vehicles. Those overlapping responsibilities suggest the firm is integrated into both the origination/structuring side of securitizations and the ongoing management of the resulting vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Mary Capasso

    Mary Capasso

    Executive Vice President & Chief Operating OfficerCRD 2382462

  • Thomas Barrus

    Thomas Barrus

    Chief Compliance OfficerCRD 4190643

  • Oliver Jordan

    Oliver Jordan

    Executive Vice President & CFOCRD 7332228

Contacts

3 of 3
  • Brian Manczak

    CRD 4700449

  • Christopher Raub

    Christopher Raub

    PresidentCRD 6516079

  • Ogechi Nwachukwu

    Senior Managing DirectorCRD 3082741

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
225 W Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth