Embree Financial Group

RIASEC Registered

Total AUM

$2.6B

Discretionary

$2.6B

100% of AUM

Avg account

$1.1M

Accounts

2,378

Employees

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 108233
Registered since: September 23, 2004
Website: www.embreefinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Pension & Profit Sharing Plans49.62%
HNWI43.41%
Individuals5.79%
Corporations / Businesses1.15%
Other0.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Embree Financial Group is an independent, individual-owned registered investment adviser that has been SEC-registered since 2004. The firm serves both individuals and families as well as institutional clients, combining financial planning and portfolio management with insurance brokerage services. Its advisory offerings include planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of outside advisers, and the publication of periodicals or newsletters. Embree operates as a capital allocator that deploys client capital into third-party managers and charges a mix of fee structures — percentage of AUM, hourly and fixed fees, and performance-based fees. The firm does not identify as an active ESG investor. Embree was named among the Financial Times’ Top 300 RIA Firms in 2020.