Pphb Securities LP

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
132074
Registered since
November 24, 2004

Firm profile

FINTRX

Overview

Pphb Securities LP is structured as a partnership and is classified as an investment bank. The firm has been SEC-registered since 2004 and is listed as having domestic entity and individual ownership. In the firm snapshot provided, Pphb Securities LP is identified as not serving as a capital allocator and not identifying as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm did not provide descriptive entries for client base, fee structure, business activities, or advisory activities in the source profile, so public detail on how the organization positions its services or investment approach is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Schaps

    CFOCRD 1892138

Contacts

3 of 11
  • James Wicklund

    James Wicklund

    Managing Director, Client RelationsCRD 1571181

  • Mona Foch

    Mona Foch

    Managing Director, Debt AdvisoryCRD 2762053

  • Su-min Lim

    AdvisorCRD 2929814

Unlock 8 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1885 Saint James Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth