POMONA CAPITAL

RIASEC RegisteredEst. 2008
Total AUM
$15.2B
Discretionary
$15.2B
100% of AUM
Avg account
$659M
Accounts
23
Employees
41
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
148269
Registered since
December 5, 2008
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles74.29%
  • Insurance Companies12.92%
  • Investment Companies12.8%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pomona Capital is an LLC that operates as a private equity fund manager and sponsor. Registered with the SEC since 2008, the firm serves institutional clients and provides portfolio management for investment companies and pooled investment vehicles. Its business model combines fee arrangements tied to assets under management with performance-based compensation and other fees common to fund sponsors. The firm’s regulatory and business affiliations are broad: it participates as a sponsor/GP of pooled vehicles and is connected with broker-dealers, trust companies, banking or thrift institutions, insurance companies, and other investment adviser-related roles. Pomona Capital identifies as an active ESG investor, and it does not describe itself as a dedicated capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 100%100%
  • Private Funds100%

Owners & executives

3 of 3
  • JEREMY DARDICK

    Chief Compliance Officer & General CounselCRD 6488295

  • JOHN STEPHENS

    Partner & Chief Financial OfficerCRD 4530066

  • MICHAEL GRANOFF

    Chief Executive OfficerCRD 4298547

Contacts

1 of 1
  • FRANCIS JANIS

    ​Senior PartnerCRD 5613942

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
780 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth