Napier Park Global Capital (US) LP

RIASEC RegisteredEst. 2013
Total AUM
$14.6B
Discretionary
$14.6B
100% of AUM
Avg account
$231M
Accounts
63
Employees
137
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
166333
Registered since
January 22, 2013
Website
www.napierparkglobal.com
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles84.39%
  • State / Municipal Government11.68%
  • Pension & Profit Sharing Plans3.93%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Napier Park Global Capital (US) LP is a limited partnership that operates as a multi-strategy fund manager across hedge, private equity and securitized-asset strategies. The firm is SEC-registered (since 2013) and serves an institutional client base. Its commercial model combines asset-based fees with performance-based compensation. Operationally the firm acts as a CPO/CTA and provides portfolio management for pooled investment vehicles as well as for business and institutional clients. Napier Park does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Derivatives 37%, Cash & Cash Equivalents 22%, Private Funds 18%, Other 11%, Exchange Traded Equities 6%, Non-Investment Grade Corp Bonds 3%, State & Local Bonds 1%37%
  • Derivatives37%
  • Cash & Cash Equivalents22%
  • Private Funds18%
  • Other11%
  • Exchange Traded Equities6%

Owners & executives

2 of 2
  • Sonia Plata

    Sonia Plata

    Chief Compliance OfficerCRD 6170165

  • Jonathan Dorfman

    Managing Principal and Chief Investment OfficerCRD 4025919

Contacts

3 of 5
  • James Obrien

    James Obrien

    Managing PrincipalCRD 1257015

  • Timothy Greatorex

    Timothy Greatorex

    Co-PresidentCRD 7300450

  • Spyro Stathonikos

    Managing DirectorCRD 5635101

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$10.7M in ETFs

Passive

100%

$10.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF (LQD)BlackRockPassiveCorporate Bond$10.7M97,150100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth