Polen Capital Management, LLC
Firm details
- Headquarters
- Boca Raton, Florida
- CRD number
- 106093
- Registered since
- April 7, 1980
- Website
- www.polencapital.com
- Custodians
- MORGAN STANLEY & CO. LLC, UBS FINANCIAL SERVICES INC., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Other Investment Advisers36.68%
- Investment Companies21.73%
- Pooled Investment Vehicles15.73%
- Pension & Profit Sharing Plans7.03%
- State / Municipal Government6.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Polen Capital Management, LLC is an SEC-registered investment adviser operating since 1980. The firm is structured as a limited liability company and is classified in the snapshot data as a hedge-fund manager that serves both individual/family and institutional clients. Its advisory services include portfolio management for individuals and small businesses, investment companies, pooled investment vehicles, and other business or institutional clients. Compensation is a mix of percentage-of-AUM and performance-based fees. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities97%
- Cash & Cash Equivalents3%
- Public Funds/Mutual Funds1%
Owners & executives
3 of 7
Graham Ward
Chief Financial OfficerCRD 4842583
Brian Goldberg
General Counsel & Chief Compliance OfficerCRD 6403077
Jessica Bashara
Chief of StaffCRD 6344749
Contacts
3 of 11
Leonardo Gonzalez
Relationship ManagerCRD 5275293
Thomas Abbatacola
Relationship ManagerCRD 4973788
John Gunther
Senior Relationship ManagerCRD 3007911
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$180M in ETFs
99%
$177M
1%
$2.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 GROWTH ETF (IWF) | BlackRock | Passive | Large Growth | $83.3M | 671,227 | 46.27% |
Location
Boca Raton, FL
Palm Beach
Location
Boca Raton, FL
Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 1825 Nw Corporate Blvd
- Time zone
- ET (UTC-5)
- Office locations
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