III CAPITAL MANAGEMENT
Firm details
- Headquarters
- BOCA RATON, Florida
- CRD number
- 113539
- Registered since
- August 28, 2001
- Website
- www.iiicm.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles71.46%
- Sovereign Wealth Funds27.18%
- Pension & Profit Sharing Plans0.87%
- Corporations / Businesses0.27%
- Charitable Organizations0.22%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
III Capital Management is organized as a partnership and has been SEC-registered since 2001. The firm operates as a multi-strategy fund manager with activity across hedge fund and real estate structures and positions itself to serve institutional clients. Its business model includes acting as a commodity pool operator/commodity trading adviser (CPO/CTA) and as sponsor, general partner or managing member of pooled investment vehicles; it also provides portfolio management for pooled vehicles and for business or institutional balance sheets. Fees include both asset-based charges and performance-linked compensation. Ownership is a mix of a domestic entity and an individual. The firm does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other44%
- Derivatives34%
- US Government Bonds14%
- Sovereign Bonds8%
Owners & executives
3 of 3YELENA ANUAR
Principal and Chief Financial OfficerCRD 6253705
SCOTT WYLER
Chief Executive OfficerCRD 2869488
John Pollard
Deputy Chief Compliance OfficerCRD 7884559
Contacts
2 of 2KAREN HANSEN
Principal & General CounselCRD 5291197
ROBERT PRINTZ
PresidentCRD 2348404
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$174M in ETFs
100%
$174M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $146M | 223,875 | 83.74% |
Location
BOCA RATON, FL
PALM BEACH
Location
BOCA RATON, FL
Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- PALM BEACH
- Address
- 777 W Yamato Rd
- Time zone
- ET (UTC-5)
- Office locations
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