PMA Securities, LLC

Broker-DealerFINRA MemberEst. 1992
Total AUM
—
Advisory reps
124
Avg account
$0

Firm details

Headquarters
Naperville, Illinois
CRD number
30397
Registered since
July 1, 1992

Firm profile

FINTRX

Overview

PMA Securities, LLC is organized as a limited liability company and has been SEC-registered since 1992. The firm's ownership is recorded as involving domestic entities and individuals. The FINTRX snapshot classifies the firm as "Unclassified" and indicates it does not function as a capital allocator. It is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The source contains no detail on business lines, advisory or fee arrangements, client types, or specific investment mandates, so there is limited visibility into how the firm positions its services or the client segments it targets.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Lori Ragus

    Lori Ragus

    Chief Compliance Officer & General CounselCRD 5754738

  • Kevin Kulling

    Kevin Kulling

    SVP, Deputy Chief Compliance OfficerCRD 6725337

  • Todd Alton

    Todd Alton

    Chief Executive OfficerCRD 2876968

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Contacts

3 of 115
  • Steven Pumper

    Steven Pumper

    Senior Vice PresidentCRD 5699223

  • Brian Hextell

    Brian Hextell

    Senior Vice PresidentCRD 5075152

  • Sara Schnoor

    Sara Schnoor

    Vice President, Investment ServicesCRD 5268355

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Naperville, IL

Du Page

Location

Naperville, IL

Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
2135 City Gate Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth