PMA Securities, LLC

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
123
Avg account
$0

Firm details

Headquarters
Naperville, Illinois
CRD number
30397
Registered since
July 1, 1992

Firm profile

FINTRX

Overview

PMA Securities, LLC is organized as a limited liability company and has been registered with the SEC since 1992. The firm is listed as owned by a combination of a domestic entity and an individual. In the FINTRX snapshot the firm is classified as “Unclassified,” and the profile indicates it does not operate as a capital allocator, is not an active ESG investor, is not designated a multi‑state adviser, and does not present itself as a pension consultant or related adviser. The available record contains minimal public-facing detail about business lines, client target segments, or advisory services. FINTRX does not report manager allocation activity or stated investment preferences for the firm, so there is no firm-level visibility into portfolio construction, model offerings, or typical client mandates in the dataset provided.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Lori Ragus

    Lori Ragus

    Chief Compliance Officer & General CounselCRD 5754738

  • Kevin Kulling

    Kevin Kulling

    SVP, Deputy Chief Compliance OfficerCRD 6725337

  • Todd Alton

    Todd Alton

    Chief Executive OfficerCRD 2876968

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Contacts

3 of 114
  • Steven Pumper

    Steven Pumper

    Senior Vice PresidentCRD 5699223

  • Brian Hextell

    Brian Hextell

    Senior Vice PresidentCRD 5075152

  • Sara Schnoor

    Sara Schnoor

    Vice President, Investment ServicesCRD 5268355

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Naperville, IL

Du Page

Location

Naperville, IL

Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
2135 City Gate Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth