Pledge Capital LLC

RIASEC Registered
Total AUM
$10.6M
Discretionary
$10.3M
97% of AUM
Avg account
$236K
Accounts
45
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
284528
Custodians
INTERACTIVE BROKERS LLC, SCHWAB ADVISOR SERVICES
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI96.75%
  • Individuals3.25%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Pledge Capital LLC operates as a limited liability company focused on providing portfolio management services primarily for individual and family clients. The firm emphasizes a personalized approach to investment management, catering to the specific needs of small businesses and individuals. Pledge Capital LLC employs a fee structure based on a percentage of assets under management, along with performance-based fees, aligning its interests with those of its clients. The firm does not engage in capital allocation or operate as a pension consultant and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Edward Chang

    Edward Chang

    Managing PartnerCRD 6277288

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth