9D CAPITAL LLC

Overview

9d Capital LLC is a small, owner-operated wealth advisory firm focused on individual and family clients. The firm functions as both an investment adviser and a registered representative of a broker‑dealer, offering a mix of financial planning and portfolio management across individual clients, small businesses, pooled investment vehicles and institutional/business mandates. Services explicitly include financial planning, direct portfolio management, selection of other advisers, and educational seminars or workshops. The firm bills through a combination of percentage‑of‑AUM fees, hourly charges and fixed fees, and identifies itself as a capital allocator. It does not position itself as an ESG investor and is not registered as a multi‑state adviser. The activity set — particularly selection of other advisers and management of pooled vehicles — indicates reliance on third‑party managers and outsourced strategies alongside in‑house portfolio work.

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Location & Offices