9d Capital LLC

RIASEC Registered

Total AUM

$10.6M

Discretionary

$10.6M

100% of AUM

Avg account

$1.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 308524
Website: www.9dcapital.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI93.39%
Individuals6.61%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

9d Capital LLC is a small, privately owned investment advisory operating as an LLC that focuses on individual and family clients. The firm describes itself as a capital allocator and combines financial planning and portfolio management for individuals and small businesses with services that include selection of other advisers and educational workshops. It also conducts business as a registered representative of a broker‑dealer and lists broker‑dealer affiliation among its industry relationships. Fee arrangements are flexible: the firm uses asset‑based fees alongside hourly and fixed‑fee engagements. 9d Capital reports it is not an active ESG investor and does not identify as a pension consultant or a related adviser.