9d Capital LLC

RIASEC Registered

Total AUM

$10.6M

Discretionary

$10.6M

100% of AUM

Avg account

$1.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 308524
Website: www.9dcapital.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI93.39%
Individuals6.61%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

9d Capital LLC is a small, privately held limited liability company that acts as a capital allocator for individual and family clients. The firm operates as a registered representative of a broker‑dealer while offering advisory services including financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and educational seminars. Its fees include asset‑based charges plus hourly and fixed‑fee options. The firm does not identify as an ESG investor and is not designated as a multi‑state adviser in the available filing.