Pihl Financial Planning

RIASEC Registered
Total AUM
$23.1M
Discretionary
$23.1M
100% of AUM
Avg account
$222K
Accounts
104
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
300544
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI78.53%
  • Individuals21.47%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pihl Financial Planning is an independent, individually owned advisory firm organized as an LLC that focuses on individuals and families. The firm offers fee-based financial planning and discretionary portfolio management for individuals and small businesses. Its client fees are charged as a percentage of assets under management and through fixed-fee arrangements. Pihl does not present itself as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 12%, Other 3%, US Government Bonds 2%, Cash & Cash Equivalents 1%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities12%
  • Other3%
  • US Government Bonds2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Nicholas Pihl

    Nicholas Pihl

    Retirement PlannerCRD 6545502

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth