Crossroads Financial Services Inc

RIASEC Registered
Total AUM
$23.1M
Discretionary
$23.1M
100% of AUM
Avg account
$184K
Accounts
126
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
323162
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals54.46%
  • HNWI45.21%
  • Charitable Organizations0.33%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Crossroads Financial Services Inc. is an independent, individually owned registered investment adviser serving both individual/family and institutional clients. The firm focuses on financial planning and portfolio management for individuals and small businesses and charges clients via a mix of percentage-of-AUM, hourly, and fixed fees. Crossroads identifies a preference for fixed-income instruments and does not market itself as an active ESG investor or a multi-state adviser. It is not described as a capital allocator, pension consultant, or related adviser to another registered entity.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 37%, US Government Bonds 23%, Exchange Traded Equities 15%, Investment Grade Corp Bonds 10%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 7%37%
  • State & Local Bonds37%
  • US Government Bonds23%
  • Exchange Traded Equities15%
  • Investment Grade Corp Bonds10%
  • Public Funds/Mutual Funds8%

Contacts

1 of 1
  • Ryan Foster

    Vice PresidentCRD 5414840

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth