PIEDMONT PRIVATE EQUITY

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
3
Advisory reps
3

Firm details

Headquarters
Atlanta, Georgia
CRD number
174402
Fee structure
Fixed Fees, Other

Firm profile

FINTRX

Overview

Piedmont Private Equity is organized as a limited liability company under single-individual ownership and is set up to engage with private investment vehicles rather than public market advisory. The firm is not registered as a multi-state adviser, does not position itself as an active ESG investor, and is not designated as a pension consultant or related adviser. Its stated fee approach is fixed fees plus other fee arrangements. Activity filings identify the firm as a sponsor of limited partnerships (excluding pooled investment vehicles), indicating its primary investment activity centers on arranging or sponsoring private-capital structures rather than running a broad retail advisory business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MARK SOFGE

    Chief Compliance OfficerCRD 3133659

  • Tim Monks

    CFOCRD 6630509

Contacts

1 of 1
  • Walter Hall

    Founding PrincipalCRD 6630508

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
1 Concourse Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth