Financial Innovations, LLC

RIASEC RegisteredEst. 2007

Total AUM

$535M

Discretionary

0% of AUM

Avg account

$500K

Accounts

1,071

Employees

Advisory reps

Firm details

Headquarters: Atlanta, Georgia
CRD number: 142769
Registered since: January 26, 2007
Website: www.financialinnovations.biz
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.25%
Individuals7.18%
Pension & Profit Sharing Plans4.11%
Corporations / Businesses0.83%
Other0.63%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Innovations, LLC is an independent registered investment adviser formed in 2007 and organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting-related services, and educational seminars or workshops. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm does not position itself as an active ESG investor, does not identify as a multi-state adviser, and is not structured as a capital allocator—that is, it does not appear to operate private investment vehicles on its own behalf. Industry linkages include relationships with accountants and law firms.