NOVAPOINT CAPITAL LLC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 173663
- Registered since
- July 1, 2019
- Website
- novapointcapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Other Investment Advisers48.38%
- HNWI40.53%
- Individuals10.96%
- Corporations / Businesses0.08%
- Pension & Profit Sharing Plans0.03%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Novapoint Capital LLC is an independent, SEC-registered investment adviser organized as an LLC and registered in 2019. The firm serves a mix of individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and institutions. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Novapoint does not identify as an active ESG investor, is not a multi-state adviser per the ADV flags, and does not act as a dedicated capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds27%
- US Government Bonds8%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds3%
Owners & executives
1 of 1JOSEPH SROKA
Chief Investment OfficerCRD 2281069
Contacts
3 of 3FREDERICK WRIGHT
Managing DirectorCRD 2149113
Meghan Hoover
Investment AssociateCRD 8121575
ALAN CONNER
PresidentCRD 1989011
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$157M in ETFs
70%
$110M
7%
$46.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2026 TERM CORPORATE ETF (IBDR) | BlackRock | Passive | Target Maturity | $15.4M | 634,876 | 9.82% |
Location
Atlanta, GA
FULTON
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- FULTON
- Address
- 1175 Peachtree St NE
- Time zone
- ET (UTC-5)
- Office locations
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