Pickwick Capital Partners, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
118
Avg account
$0

Firm details

Headquarters
White Plains, New York
CRD number
130672
Registered since
June 14, 2004

Firm profile

FINTRX

Overview

Pickwick Capital Partners, LLC is organized as a limited liability company and is registered with the SEC since 2004. Regulatory-classification data identifies the firm as an investment bank rather than as a capital allocator or traditional registered investment adviser focused on portfolio management. Available filings indicate the firm is not flagged as an active ESG investor, is not a multi-state adviser for regulatory purposes, and is not listed as a pension consultant or related adviser. Public disclosures do not include a description of advisory activities, fee schedules, or client segments, so there is limited visibility into its day-to-day investment mandate or target client types.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Douglas Greenwood

    President, CEOCRD 1192611

  • Suzanne Risser

    Suzanne Risser

    Chief Compliance OfficerCRD 1303694

  • Karen Gendron

    CFOCRD 1503330

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Contacts

3 of 114
  • David Oles

    David Oles

    Managing DirectorCRD 6377039

  • Linas Razgaitis

    Linas Razgaitis

    Registered RepresentativeCRD 8134344

  • Zachary Smith

    Zachary Smith

    Managing DirectorCRD 5674001

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

White Plains, NY

Westchester

Location

White Plains, NY

Headquartered in White Plains, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
445 Hamilton Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth