PGIM Limited

RIASEC Registered
Total AUM
$76.5B
Discretionary
$76.5B
100% of AUM
Avg account
$277M
Accounts
276
Employees
299
Advisory reps
12

Firm details

Headquarters
London,
CRD number
160005
Registered since
March 30, 2012
Custodians
THE BANK OF NEW YORK MELLON, CITI PRIVATE BANK, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Sovereign Wealth Funds38.23%
  • Pooled Investment Vehicles28.73%
  • Pension & Profit Sharing Plans19.16%
  • Investment Companies3.28%
  • Insurance Companies2.88%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

PGIM Limited is an institutional-focused investment manager that acts primarily as a portfolio manager for investment companies, pooled vehicles and institutional clients. The firm engages in publishing investment periodicals and runs educational seminars, and it charges both percentage-of-AUM and performance-based fees across certain mandates. PGIM Limited is classified around securitized asset strategies and identifies as an active ESG investor, indicating ESG considerations are part of its investment process. Its organizational footprint includes roles beyond pure advisory work—sponsoring and serving as GP or managing member of pooled vehicles and maintaining industry affiliations that span broker-dealer, trust, insurance and real estate capacities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 42%, Sovereign Bonds 29%, Other 12%, Non-Investment Grade Corp Bonds 11%, US Government Bonds 3%, Cash & Cash Equivalents 3%42%
  • Investment Grade Corp Bonds42%
  • Sovereign Bonds29%
  • Other12%
  • Non-Investment Grade Corp Bonds11%
  • US Government Bonds3%

Owners & executives

3 of 3
  • Andrew Donohue

    Chief Compliance OfficerCRD 2783317

  • Batoolah Dawreeawoo

    Chief Legal OfficerCRD 7196909

  • Daniel Malooly

    Daniel Malooly

    Chief Business OfficerCRD 7529772

Contacts

3 of 9
  • Jonathan Butler

    Jonathan Butler

    Head of Leveraged FinanceCRD 6016728

  • Elizabeth Samson

    Elizabeth Samson

    Vice President, DirectorCRD 2243316

  • Edward Farley

    Edward Farley

    Managing DirectorCRD 7195322

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

London, null

Location

London, null

Headquartered in London, null.

Address
Grand Buildings 13 Strand
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth