ALM First Financial Advisors LLC

RIASEC Registered

Total AUM

$76.2B

Discretionary

$2.3B

3% of AUM

Avg account

$403M

Accounts

189

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 108561
Registered since: September 22, 2000
Website: www.almfirst.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: Banking / Thrift Institutions97.91%
Insurance Companies1.99%
Pooled Investment Vehicles0.06%
HNWI0.05%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

ALM First Financial Advisors LLC is an institutional registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2000) and serves both individual and family clients as well as institutional accounts. Its advisory fees are charged as a percentage of assets under management and via fixed fees. Business activities include operating as a CPO/CTA and providing portfolio management for pooled investment vehicles and for businesses or institutions; the firm also produces periodicals and runs educational seminars and workshops. The firm does not identify as an active ESG investor.