ALM First Financial Advisors LLC

RIASEC Registered
Total AUM
$76.2B
Discretionary
$2.3B
3% of AUM
Avg account
$403M
Accounts
189
Employees
23
Advisory reps
7

Firm details

Headquarters
Dallas, Texas
CRD number
108561
Registered since
September 22, 2000
Website
www.almfirst.com
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Banking / Thrift Institutions97.91%
  • Insurance Companies1.99%
  • Pooled Investment Vehicles0.06%
  • HNWI0.05%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

ALM First Financial Advisors LLC is an institutional registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2000) and serves both individual and family clients as well as institutional accounts. Its advisory fees are charged as a percentage of assets under management and via fixed fees. Business activities include operating as a CPO/CTA and providing portfolio management for pooled investment vehicles and for businesses or institutions; the firm also produces periodicals and runs educational seminars and workshops. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 79%, Derivatives 7%, Other 6%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 2%, Exchange Traded Equities 1%, State & Local Bonds 1%79%
  • US Government Bonds79%
  • Derivatives7%
  • Other6%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 3
  • Emily Hollis

    Emily Hollis

    Chief Executive OfficerCRD 1401084

  • Jason Haley

    Jason Haley

    Chief Investment OfficerCRD 4653830

  • Justin Dausch

    Justin Dausch

    Chief Compliance OfficerCRD 6919209

Contacts

3 of 4
  • Michael Ensweiler

    Michael Ensweiler

    PresidentCRD 5488284

  • John Graf

    John Graf

    Board of DirectorsCRD 1010354

  • Vikas Kalra

    Vikas Kalra

    DirectorCRD 7529729

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$668M in ETFs

Passive

41%

$271M

Active

51%

$397M

ETFProviderStyleCategoryValueShares% of portfolio
CAMBRIA TRINITY ETF (TRTY)CambriaActiveTactical Allocation$201M6,423,37530.09%
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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
3800 Maple Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth