ALM First Financial Advisors LLC

RIASEC RegisteredEst. 2000

Total AUM

$76.2B

Discretionary

$2.3B

3% of AUM

Avg account

$403M

Accounts

189

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 108561
Registered since: September 22, 2000
Website: www.almfirst.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: Banking / Thrift Institutions97.91%
Insurance Companies1.99%
Pooled Investment Vehicles0.06%
HNWI0.05%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

ALM First Financial Advisors LLC is an SEC-registered institutional RIA organized as an LLC and first registered in 2000. Ownership is reported as a mix of a domestic entity and an individual. The firm serves both individual and family clients as well as institutional customers, charging either a percentage of assets under management or fixed fees. It does not describe itself as a capital allocator and is not flagged as an active ESG investor. The firm conducts Commodity Pool Operator/Commodity Trading Advisor (CPO/CTA) activities and reports advisory work that includes portfolio management for pooled investment vehicles and for businesses or institutions. ALM First Financial Advisors also produces periodicals or newsletters and runs educational seminars and workshops. The firm lists an affiliation with an insurance company.