NB ALTERNATIVES ADVISERS LLC
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 149822
- Registered since
- March 31, 2009
- Website
- www.nb.com
- Custodians
- BANK OF AMERICA
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles55.59%
- Pension & Profit Sharing Plans14.31%
- Insurance Companies12.51%
- Banking / Thrift Institutions7.4%
- State / Municipal Government4.91%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
NB Alternatives Advisers LLC is a limited liability company organized as a multi-strategy alternatives manager. SEC registration dates to 2009, and the firm combines hedge-fund and private-equity activity with broader pooled-vehicle management. Its client base includes both high-net-worth individuals and family groups as well as institutional investors. The firm performs portfolio management for investment companies and pooled vehicles, acts in CPO/CTA capacities, selects and monitors third‑party advisers, and runs educational seminars and workshops for clients and partners. Fee arrangements are flexible and include asset‑based fees, fixed fees, and performance‑based compensation. NB Alternatives Advisers also reports being an active ESG investor, indicating that environmental, social, and governance factors are part of its investment and manager‑selection processes. Its corporate roles extend beyond advisory functions into sponsorship and GP/managing‑member activity for pooled vehicles, and it maintains affiliations spanning broker‑dealer, registered municipal advisor, and insurance company relationships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
1 of 1JOSEPH BERTINI
Chief Compliance OfficerCRD 4366969
Contacts
2 of 2BRIEN SMITH
SENIOR ADVISOR Managing DirectorCRD 4517835
ANTHONY TUTRONE II
Managing DirectorCRD 2264582
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 325 N Saint Paul St
- Time zone
- CT (UTC-6)
- Office locations
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