Pettinga Financial Advisors, LLC

RIASEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
98% of AUM
Avg account
$563K
Accounts
2,267
Employees
11
Advisory reps
8

Firm details

Headquarters
Evansville, Indiana
CRD number
156369
Registered since
February 11, 2011
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI70.23%
  • Individuals13.85%
  • Pension & Profit Sharing Plans7.72%
  • Corporations / Businesses6.16%
  • Charitable Organizations2.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pettinga Financial Advisors, LLC is an independent registered investment adviser that has been SEC-registered since 2011. The firm serves individual and family clients along with institutional and business accounts, operating as a capital allocator that combines financial planning with portfolio management services for individuals, small businesses and institutions. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. Pettinga also provides pension consulting and selection-of-other-advisers services as part of its advisory offering. The firm was named a Top RIA Firm by FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 8%, US Government Bonds 6%, State & Local Bonds 3%, Private Funds 3%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities8%
  • US Government Bonds6%
  • State & Local Bonds3%
  • Private Funds3%

Owners & executives

2 of 2
  • Tonya Borders

    Tonya Borders

    COO & CFOCRD 5307748

  • Mark Pettinga

    Mark Pettinga

    CEOCRD 2535819

Contacts

3 of 6
  • Joel Mullins

    Joel Mullins

    Director of TradingCRD 4234199

  • Brian Goebel

    Brian Goebel

    Financial AdvisorCRD 4581023

  • Matthew Volkman

    Matthew Volkman

    Financial AdvisorCRD 2511388

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 114

Active vs passive

$585M in ETFs

Passive

74%

$431M

Active

13%

$153M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$54.5M71,1269.32%

Location

Primary office

Evansville, IN

Vanderburgh

Location

Evansville, IN

Headquartered in Evansville, IN, in the Midwest of the United States.

Region
Midwest
County
Vanderburgh
Address
215 Nw Martin Luther King Jr Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth