Pettinga Financial Advisors, LLC

RIASEC RegisteredEst. 2011

Total AUM

$1.3B

Discretionary

$1.3B

98% of AUM

Avg account

$563K

Accounts

2,267

Employees

Advisory reps

Firm details

Headquarters: Evansville, Indiana
CRD number: 156369
Registered since: February 11, 2011
Website: pettinga.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.23%
Individuals13.85%
Pension & Profit Sharing Plans7.72%
Corporations / Businesses6.16%
Charitable Organizations2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pettinga Financial Advisors, LLC is an independent, fee-based registered investment adviser organized as an LLC and operating since 2011. The firm serves individuals, families and institutional clients and charges advisory fees on a percentage-of-AUM and fixed-fee basis. Its service mix includes financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers and pension consulting among its listed advisory activities. Pettinga acts as a capital allocator, directing client capital into both public market vehicles and third-party alternative managers. The firm is not positioned as an ESG-focused investor. Public filings and firm metadata show a range of industry relationships — from broker‑dealer and insurance firm affiliations to roles as sponsor or general partner of pooled investment vehicles — which supports its use of external managers and sponsored structures. Pettinga was recognized in FA Magazine’s Top RIA Firms list in 2020.