Petix & Botte Financial
Firm details
- Headquarters
- La Mesa, California
- CRD number
- 170020
- Registered since
- May 5, 2014
- Website
- www.petixbotte.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.29%
- Individuals16.97%
- Pension & Profit Sharing Plans0.64%
- Corporations / Businesses0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Petix & Botte Financial is an independent registered investment adviser that has been SEC-registered since 2014 and is owned by individuals. The firm serves individual and family clients and identifies itself as a capital allocator that also makes use of third-party managers. Its advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include a percentage of AUM, hourly charges, and fixed fees. Petix & Botte Financial reports industry relationships with an accounting firm and an insurance company and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Exchange Traded Equities7%
- Cash & Cash Equivalents4%
- Other3%
- Non-Investment Grade Corp Bonds2%
Contacts
3 of 4
Andrew Williams
Financial PlannerCRD 5999669
Vickie Petix-reichert
OwnerCRD 2072813
Paul Botte
Partner, Financial PlannerCRD 1305108
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 116Active vs passive
$655M in ETFs
58%
$377M
23%
$278M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $59.7M | 679,582 | 9.12% |
Location
La Mesa, CA
San Diego
Location
La Mesa, CA
Headquartered in La Mesa, CA, anchoring the San Diego-Chula Vista-Carlsbad, CA metro in the West.
- Metro area
- San Diego-Chula Vista-Carlsbad, CA
- Region
- West
- County
- San Diego
- Address
- 7777 Alvarado Rd
- Time zone
- PT (UTC-8)
- Office locations
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