Alpha & Omega

RIASEC RegisteredEst. 1994

Total AUM

$40.3M

Discretionary

0% of AUM

Avg account

$294K

Accounts

137

Employees

Advisory reps

Firm details

Headquarters: La Mesa, California
CRD number: 105548
Registered since: February 15, 1994
Website: www.aobenefits.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO., FIDELITY DISTRIBUTORS COMPANY LLC, ALTRUIST FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals91.61%
HNWI8.39%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha & Omega is an independent registered investment adviser organized as a corporation and operating since 1994. The firm serves individual and family clients and describes itself as a capital allocator that delegates to third‑party managers when appropriate. Its advisory services include financial planning and portfolio management for individuals, small businesses, and institutional clients, and it also assists clients with the selection of other advisers. Fee arrangements are flexible, spanning percentage‑of‑AUM billing as well as hourly and fixed fees. Alpha & Omega does not position itself as an active ESG investor and is not structured as a multi‑state adviser. Alpha & Omega lists industry relationships with a trust company and a law firm, suggesting it leverages external service providers for custody, trust administration, or legal coordination when client situations require those capabilities.