Pennantpark Investment Advisers, LLC

RIASEC RegisteredEst. 2007

Total AUM

$6.2B

Discretionary

$6.1B

100% of AUM

Avg account

$410M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Miami Beach, Florida
CRD number: 143149
Registered since: March 13, 2007
Website: www.pennantpark.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Business Development Companies65.13%
Pooled Investment Vehicles34.87%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pennantpark Investment Advisers, LLC is an SEC-registered investment manager organized as an LLC and active since 2007. The firm operates primarily for institutional clients and is structured to run and sponsor pooled investment vehicles: it serves as portfolio manager for investment companies and other pooled vehicles and acts in sponsor/GP and managing-member roles. Its business footprint includes CPO/CTA activity. The firm is classified across hedge fund and private equity strategies and describes itself as a multifaceted fund manager. Fee arrangements include both AUM-based and performance-based components, and the firm identifies as an active ESG investor.