Thomas J. Herzfeld Advisors, Inc.
Firm details
- Headquarters
- Miami Beach, Florida
- CRD number
- 108369
- Registered since
- April 9, 1984
- Website
- www.herzfeld.com
- Custodians
- CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles54.45%
- HNWI15.8%
- Other14.06%
- Charitable Organizations5.28%
- Corporations / Businesses5.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Thomas J. Herzfeld Advisors, Inc. is a corporate-structured investment manager founded in 1984 that operates as a hybrid manager combining hedge fund activity with real estate and securitized-asset strategies. The firm serves both individual/family and institutional clients and charges a mix of asset-based fees and performance-based fees alongside other arrangements. It works as a sponsor/GP/managing member for pooled vehicles and provides portfolio management across individuals, small businesses, pooled investment vehicles and institutional accounts. The firm was named to investor.com’s "Top RIA Firms to Watch" list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Cash & Cash Equivalents7%
- Exchange Traded Equities1%
Owners & executives
1 of 1
Thomas Morgan
Chief Compliance OfficerCRD 5917608
Contacts
3 of 5
Ryan Paylor
Portfolio ManagerCRD 6238165
Alexander Knapp
Portfolio ManagerCRD 6074535
Erik Herzfeld
President & Portfolio ManagerCRD 3121564
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$8.7M in ETFs
16%
$1.4M
18%
$7.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BLUEROCK PRIVATE REAL ESTATE FUND (BPRE) | $3.9M | 303,336 | 45.33% |
Location
Miami Beach, FL
Miami Dade
Location
Miami Beach, FL
Headquartered in Miami Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Miami Dade
- Address
- 119 Washington Ave
- Time zone
- ET (UTC-5)
- Office locations
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