Peddock Capital Advisors, LLC

RIASEC Registered
Total AUM
$836M
Discretionary
$801M
96% of AUM
Avg account
$1.7M
Accounts
500
Employees
6
Advisory reps
5

Firm details

Headquarters
Braintree, Massachusetts
CRD number
148216
Registered since
October 8, 2008
Website
peddock.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.76%
  • Corporations / Businesses4.51%
  • Individuals3.4%
  • Pension & Profit Sharing Plans3.28%
  • Charitable Organizations0.06%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Peddock Capital Advisors, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered and first registered in 2008. It focuses on serving individual and family clients and delivers financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Its fee menu includes percentage-of-AUM arrangements alongside hourly and fixed-fee engagements. The firm reports a preference for equity exposure and is not identified as an active ESG investor or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, US Government Bonds 13%, Cash & Cash Equivalents 10%, State & Local Bonds 8%, Investment Grade Corp Bonds 7%, Public Funds/Mutual Funds 3%59%
  • Exchange Traded Equities59%
  • US Government Bonds13%
  • Cash & Cash Equivalents10%
  • State & Local Bonds8%
  • Investment Grade Corp Bonds7%

Owners & executives

1 of 1
  • Matthew Simmons

    Matthew Simmons

    Chief Operations OfficerCRD 6704411

Contacts

3 of 4
  • Peter Simmons

    Peter Simmons

    President & ShareholderCRD 4379811

  • Katelyn Mahon

    Katelyn Mahon

    Relationship ManagerCRD 6208246

  • Ian Browning

    Ian Browning

    Managing Director, Investment StrategiesCRD 6704499

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 52

Active vs passive

$236M in ETFs

Passive

100%

$235M

Active

0%

$946K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$32.8M42,78013.86%
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Location

Primary office

Braintree, MA

Norfolk

Location

Braintree, MA

Headquartered in Braintree, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
50 Braintree Hill Office Park
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth