PEDDOCK CAPITAL ADVISORS, LLC

Overview

Peddock Capital Advisors, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2008. The firm primarily serves individual and family clients and provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its billing model combines a percentage-of-AUM fee with hourly and fixed-fee engagement options. FINTRX flags the firm as not operating as a capital allocator and not identifying as an active ESG investor; it is also listed as a single-state adviser. Peddock uses third-party managers for alternative exposure rather than operating its own private funds. Custody and execution are concentrated at a major custodian (see Assets & Accounts). The firm’s stated preference is equity-oriented portfolio construction, with exchange-traded equities forming the largest asset class in its reported holdings.

Assets & Accounts

Public Holdings

Investments & Alternatives