Peddock Capital Advisors, LLC

RIASEC RegisteredEst. 2008
Total AUM
$836M
Discretionary
$801M
96% of AUM
Avg account
$1.7M
Accounts
500
Employees
6
Advisory reps
5

Firm details

Headquarters
Braintree, Massachusetts
CRD number
148216
Registered since
October 8, 2008
Website
peddock.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.76%
  • Corporations / Businesses4.51%
  • Individuals3.4%
  • Pension & Profit Sharing Plans3.28%
  • Charitable Organizations0.06%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Peddock Capital Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and active since 2008. The firm serves individual and family clients and is owned by an individual principal. Its advisory lineup emphasizes financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements include a percentage of assets under management alongside hourly and fixed-fee engagement options. The firm does not position itself as a capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, US Government Bonds 13%, Cash & Cash Equivalents 10%, State & Local Bonds 8%, Investment Grade Corp Bonds 7%, Public Funds/Mutual Funds 3%59%
  • Exchange Traded Equities59%
  • US Government Bonds13%
  • Cash & Cash Equivalents10%
  • State & Local Bonds8%
  • Investment Grade Corp Bonds7%

Owners & executives

1 of 1
  • Matthew Simmons

    Matthew Simmons

    Chief Operations OfficerCRD 6704411

Contacts

3 of 4
  • Ian Browning

    Ian Browning

    Managing Director, Investment StrategiesCRD 6704499

  • Katelyn Mahon

    Katelyn Mahon

    Relationship ManagerCRD 6208246

  • Peter Simmons

    Peter Simmons

    President & ShareholderCRD 4379811

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$236M in ETFs

Passive

100%

$235M

Active

0%

$943K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$31.5M42,05313.36%
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Location

Primary office

Braintree, MA

Norfolk

Location

Braintree, MA

Headquartered in Braintree, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
50 Braintree Hill Office Park
Time zone
ET (UTC-5)
Office locations

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