PEAK6 CAPITAL MANAGEMENT LLC

Broker-DealerFINRA MemberEst. 1997

Total AUM

—

Advisory reps

132

Avg account

$0

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 43773
Registered since: September 3, 1997
Website: www.peak6.com

Firm profile

FINTRX

Overview

Peak6 Capital Management LLC is recorded as a limited liability company and has been SEC-registered since 1997. The FINTRX snapshot identifies ownership that includes a domestic entity and individual owners. The firm is not listed as a capital allocator and does not identify as an active ESG investor in the available data. Several typical firm-level fields — fee structure, specific advisory activities, client makeup and business lines — are not disclosed in the dataset used for this profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 6

Clay Johnson
Chief Technology OfficerCRD 7258402
ROBERT TOURNEY
Chief Compliance OfficerCRD 6251742
THOMAS SIMPSON
Chief Executive OfficerCRD 5875785

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Contacts

3 of 126

Jiazhen Liu
Trading AssociateCRD 7296876
YINGDAN GUO
Trading AssociateCRD 6981293
Genevieve Soltesz
TraderCRD 7296825

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 30

Active vs passive

$81.5M in ETFs

Passive

100%

$81.4M

Active

<1%

$81.5K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
KRANESHARES CSI CHINA INTERNET ETF (KWEB)	KraneShares	Passive	China Region	$23.5M	690,865	28.84%

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Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area: Chicago-Naperville, IL-IN-WI
Region: Midwest
County: COOK
Address: 141 W Jackson Blvd
Time zone: CT (UTC-6)
Office locations

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