Peak6 Capital Management LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 43773
- Registered since
- September 3, 1997
- Website
- www.peak6.com
Firm profile
FINTRXOverview
Peak6 Capital Management LLC is an investment manager organized as a limited liability company and registered with the SEC since 1997. Public filings portray the firm as an equity-focused manager rather than a traditional retail RIA: its reported positions are concentrated in publicly traded stocks and ETFs, and the firm is not identified as an active ESG investor. Registry metadata classifies the firm as unclassified and indicates domestic ownership; several adviser/consultant designations (multi-state adviser, pension consultant, related adviser) are marked negative in the available snapshot. The firm’s public footprint centers on securities holdings rather than published client-facing product descriptions or fee schedules. That pattern — substantial reported 13F positions with limited disclosure of client account structure in the source — suggests the firm’s visible activity is driven by institutional trading and portfolio management captured by regulatory filings.
Public Holdings
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 6
Clay Johnson
Chief Technology OfficerCRD 7258402

Robert Tourney
Chief Compliance OfficerCRD 6251742

Thomas Simpson
Chief Executive OfficerCRD 5875785
Contacts
3 of 126Jiazhen Liu
Trading AssociateCRD 7296876
Yingdan Guo
Trading AssociateCRD 6981293
Genevieve Soltesz
TraderCRD 7296825
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$81.5M in ETFs
100%
$81.4M
<1%
$81.5K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| KRANESHARES CSI CHINA INTERNET ETF (KWEB) | KraneShares | Passive | China Region | $23.5M | 690,865 | 28.84% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 141 W Jackson Blvd
- Time zone
- CT (UTC-6)
- Office locations
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