Archipelago Trading Services, Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
15853
Registered since
March 8, 1985

Firm profile

FINTRX

Overview

Archipelago Trading Services, Inc. is organized as a corporation and has been SEC-registered since 1985. The firm is listed as being owned by a domestic entity and an individual and is classified in the source data as "unclassified." The public profile includes a handful of operational flags: it is not identified as a capital allocator, it does not report being an active ESG investor, and it is not described as a multi-state or newly formed adviser. The dataset also indicates it is not positioned as a pension consultant or a related adviser. The firm’s public summary contains very limited detail about its day-to-day advisory activities, fee structure, client segments, or specific business lines. Those items are not described in the available record, which constrains assessment of its client-facing services and investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Knight

    John Knight

    Chief Compliance OfficerCRD 5187603

Contacts

3 of 28
  • Bruce Hurley

    Bruce Hurley

    Senior AnalystCRD 1978771

  • Brian Sowell

    Trade Desk AssociateCRD 2190599

  • William Schwanewede

    William Schwanewede

    Sales RepresentativeCRD 2260982

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
353 N Clark St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth