Pathway Financial Advisors, LLC
Firm details
- Headquarters
- South Burlington, Vermont
- CRD number
- 124801
- Registered since
- August 15, 2005
- Website
- www.pathwayadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, JOHN HANCOCK DISTRIBUTORS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86%
- Pension & Profit Sharing Plans12.14%
- Individuals1.87%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pathway Financial Advisors, LLC is an independent, individual-owned RIA that provides financial planning and discretionary portfolio management for individuals, families and small businesses. The firm is SEC-registered (registration date: 2005) and offers a mix of fee arrangements, including percentage-of-AUM billing, hourly charges and fixed fees. Advisory services listed include financial planning and portfolio management for both individual/small-business clients and for business or institutional clients. Pathway identifies as an active ESG investor and maintains an industry affiliation with accounting professionals. The firm was noted by Citywire on its "50 Growers Across America" list in both 2020 and 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- US Government Bonds15%
- Exchange Traded Equities3%
- Cash & Cash Equivalents3%
- Investment Grade Corp Bonds1%
Contacts
3 of 6
Michael Schell
Lead Financial PlannerCRD 6941207
Mary Beth Brigham
Financial PlannerCRD 6580834
Scott Beaudin
Lead Financial PlannerCRD 4694627
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 99Active vs passive
$892M in ETFs
88%
$784M
4%
$108M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MORNINGSTAR VALUE INDEX FUND (VTV) | Vanguard | Passive | Large Value | $129M | 598,055 | 14.48% |
Location
South Burlington, VT
Chittenden
Location
South Burlington, VT
Headquartered in South Burlington, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- Chittenden
- Address
- 725 Community Dr
- Time zone
- ET (UTC-5)
- Office locations
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