PATHWAY FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2005

Total AUM

$1.6B

Discretionary

$1.6B

100% of AUM

Avg account

$1.4M

Accounts

1,147

Employees

Advisory reps

Firm details

Headquarters: SOUTH BURLINGTON, Vermont
CRD number: 124801
Registered since: August 15, 2005
Website: www.pathwayadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, JOHN HANCOCK DISTRIBUTORS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI86%
Pension & Profit Sharing Plans12.14%
Individuals1.87%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pathway Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2005. The firm serves individual and family clients, offering financial planning and discretionary portfolio management for individuals, small businesses, and institutional clients. Its fee model mixes percentage-of-AUM billing with hourly and fixed-fee engagements. Pathway positions itself as an active ESG investor and lists an accountant among its industry affiliations. On the investment side, Pathway leans heavily into public funds and mutual funds as the primary vehicle for client portfolios, while incorporating ETFs widely. The firm also allocates to alternatives — notably real estate and digital currency — in addition to mutual funds. Pathway received industry recognition from Citywire as one of the "50 Growers Across America" in both 2020 and 2021.