Farrow Financial Inc

RIASEC RegisteredEst. 1981
Total AUM
$280M
Discretionary
$280M
100% of AUM
Avg account
$489K
Accounts
573
Employees
4
Advisory reps
2

Firm details

Headquarters
South Burlington, Vermont
CRD number
110526
Registered since
March 26, 1981
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90.19%
  • Individuals9.78%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Farrow Financial Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1981. The firm serves both individual and family clients as well as institutional and business clients. Its advisory practice centers on financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm charges clients using a mix of percentage-of-AUM fees plus hourly and fixed-fee arrangements depending on the engagement. Farrow Financial does not present itself as an ESG-focused manager, is not identified as a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Private Funds 35%, Exchange Traded Equities 26%, US Government Bonds 17%, Other 10%, Cash & Cash Equivalents 7%, Public Funds/Mutual Funds 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%35%
  • Private Funds35%
  • Exchange Traded Equities26%
  • US Government Bonds17%
  • Other10%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • Deborah Ackerman

    Chief Compliance OfficerCRD 6932931

Contacts

1 of 1
  • Jody White

    President and OwnerCRD 5658862

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 27

Active vs passive

$125M in ETFs

Passive

82%

$103M

Active

18%

$22.2M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES ESG OPTIMIZED MSCI USA ETF (SUSA)BlackRockPassiveLarge Blend$14.3M92,78811.46%

Location

Primary office

South Burlington, VT

Chittenden

Location

South Burlington, VT

Headquartered in South Burlington, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.

Metro area
Burlington-South Burlington-Barre, VT
Region
Northeast
County
Chittenden
Address
1 Kennedy Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth